Compliance-check - compliance-check.co.uk - Compliance Check
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CC teams with Lawclient for Compliance Events 6 Jun 2012 | 05:39 pm
CC’s Rob Pearson will be speaking alongside Paul Wilkinson of Lawclient for a series of compliance training events. Starting 14th June, these highly relevant sessions are hosted by Middlesex Law Soci...
SRA Makes a Date With COLPs & COFAs 26 Apr 2012 | 09:28 pm
Finally SRA has announced relevant dates for law firms to nominate COLPs & COFAs. Nominations will be accepted from 31st May 2012 and firms that still have not decided have until 31 July to make up ...
Royals’ Bank Money Laundering: ‘Conduct well below standard’ 28 Mar 2012 | 04:24 am
So said the Financial Services Authority following an investigation. If it can happen at Coutt’s Bank then surely it can happen anywhere. According to press reports the FSA has judged Coutts’ AML/PO...
SRA sets the date!…. And changes another 2 Mar 2012 | 05:10 am
As many of you will know, SRA has finally set the closing date for Practising Certificate renewal applications as the 2nd March (tomorrow). They did tell the world on 27th February so that’s alright....
COLP & COFA : Will they really make much difference? 19 Jan 2012 | 02:15 am
The answer really depends on many factors. Given the SRA’s remit for compliance officers, in most firms they should certainly impact upon management and systems, with the potential for increased busi...
Ombudsman Comes to Lawyers Defence! 2 Dec 2011 | 01:36 am
Readers will no doubt be aware of the announcement that the Legal Ombudsman is to publish names of lawyers giving poor service. In a bid to quell the understandable disquiet caused by the decision, C...
COLP & COFA – The Role in Practice – New Date for Webinar 11 Oct 2011 | 11:28 pm
Please note that our COLP & COFA Webinar will take place on Tuesday 29th November at 11.00am This special Compliance Check webinar is aimed at Managing Partners, Risk Partners, Complaints Partners or...
It’s The End Of The World As We Know It… 6 Oct 2011 | 08:53 pm
And I feel fine! – or so sang REM. October 6th is here – And it is NOT the end of the World! It is not even the end of law firms. But it really is the day we must face up to massive upheaval in leg...
The Time is Now! 23 Sep 2011 | 10:53 pm
In just 12 days, the SRA’s new Handbook and Outcomes Focused Regulation (OFR) take centre stage in the world of law, shortly after the first Alternative Business Structures will enter the marketplace ...
ABS’s Delayed – Good News or Bad? 28 Jul 2011 | 03:49 am
We hear that Alternative Business Structures may be delayed probably until early 2012. So what are the implications? Well frankly, I don’t think they will be significant in deterring those who were ...
