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UBS facing Millions of Dollars in Claims 12 Apr 2013 | 01:58 am
Blum Law Group has commenced an investigation into the activities of UBS Financial with relation to its clients who purchased stocks or bonds over the past 24 months. Investors who sustained losses at...
Blum Law Group Investigates David Lerner Associates, Inc. 25 Oct 2012 | 08:14 pm
Blum Law Group has commenced an investigation into the activities of David Lerner and David Lerner Associates, Inc., based in Syosset, New York with relation to its clients who purchased Apple REITs. ...
Blum Law Group Investigates JW Korth & Company 19 Oct 2012 | 03:06 am
Blum Law Group has commenced an investigation into the activities of JW Korth & Company, based in Miami, Florida, with relation to its clients who purchased Banco Cruzeiro do Sul SA bonds. James W. Ko...
Peregrine CEO pleads Not Guilty even After he admits to wrongdoing in a note 24 Aug 2012 | 10:47 pm
The former chief executive of the failed brokerage firm Peregrine Financial Group (PFG), who last month wrote a note admitting that he had committed a long-ranging investment fraud, pleaded not guilty...
Blum Law Group Investigates Liberty Trading Group and Peregrine Financial Group 11 Jul 2012 | 04:47 am
Blum Law Group has commenced an investigation into the activities of Liberty Trading Group, based in Tampa Florida. James Cordier is their President. On Monday, July 9, 2012, the NFA announced banking...
Blum Law Group Investigates Liberty Trading Group and Peregrine Financial Group 11 Jul 2012 | 04:47 am
Blum Law Group has commenced an investigation into the activities of Liberty Trading Group, based in Tampa Florida. James Cordier is their President. On Monday, July 9, 2012, the NFA announced banking...
February 2012 FINRA Florida Disciplinary Actions 3 Mar 2012 | 12:08 pm
FINRA (Financial Industry Regulatory Authority) has taken disciplinary actions against the following individuals for violations of FINRA rules and federal securities laws, rules and regulations. Jeff...
February 2012 FINRA Florida Disciplinary Actions 3 Mar 2012 | 07:08 am
FINRA (Financial Industry Regulatory Authority) has taken disciplinary actions against the following individuals for violations of FINRA rules and federal securities laws, rules and regulations. Jeff...
January 2012 FINRA Florida Disciplinary Actions 15 Feb 2012 | 04:55 am
FINRA (Financial Industry Regulatory Authority) has taken disciplinary actions against the following individuals for violations of FINRA rules and federal securities laws, rules and regulations. Jan ...
January 2012 FINRA Florida Disciplinary Actions 14 Feb 2012 | 11:55 pm
FINRA (Financial Industry Regulatory Authority) has taken disciplinary actions against the following individuals for violations of FINRA rules and federal securities laws, rules and regulations. Jan ...
